Regulatory Statistics
| Description | Number of Times | Number of Company | Attachment |
|---|---|---|---|
| Exchange Enquiries * | 62 | ||
| Trading Sign | |||
| - Halt (H) | 1 | ||
| - Suspension (SP) | 12 | ||
| - Notice Pending (NP) | 8 | ||
| - Caution (C) | 3 | 3 | |
| Disciplinary actions - Member | |||
| Fines by Member's self-reporting | - | ||
| Disciplinary proceedings | |||
| - Probation | - | ||
| - Penalization | - | ||
| - Prohibition from trading within the period of time | - | ||
| - Termination of membership | - | ||
| Disciplinary actions - Trader | |||
| - Probation | - | ||
| - Temporary prohibition from performance of duties | - | ||
| - Revocation of registration | - | ||
| - Prohibition on the performance within a period of time | - | ||
* Enquiries are made by the Exchange to listed companies through the exchange electronic system, letter, phone, or etc.
