Fee And Fines

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Item

Rate

1. Monthly fee

1). General member

15,000 baht

2). Settlement agent

7,500 baht

Note : In case of less than a month, full monthly fee will be charged.

2. Clearing and settlement fee

1). Securities traded in exchange

0.001 % of trading value, maximum of 350 baht/trading order

2). Pre-Settlement Matching Transaction Fee

Clearing and Settlement Transaction on behalf of Member	Tier	Amount of Transaction Per Month	Rate (THB per Transaction)
1. Clearing to Custodian transactions which consist of 1.1 transaction between TCH member and Settlement Agent; 1.2 transaction between Settlement Agents themselves.	1	0 – 5,000	50
	2	5,001 – 10,000	45
	3	10,001 – 15,000	40
	4	>15,001	35
2. Transaction within Settlement Agent (Internalized)
2.1 transaction for settlement purpose for the same client			Exempted
2.2 transaction for settlement purpose for different clients			7.50

3. Penalties for Defaults on Cash Payment

1). For any delay of payments due to human errors without causing damages to securities clearing and settlement and delivery system

2). If members have default for cash payment the stipulated time

4. Penalties for Defaults on Securities Settlement

1). In case of late delivery due to human errors

2) Late delivery

General members

Late delivery no more than 1 business day: 0.50% of the value of defaulted securities
Late delivery from 1 to 2 business days: 0.75% of the value of defaulted securities
Late delivery from 2 to 3 business days: 1.00% of the value of defaulted securities
Late delivery from 3 to 4 business days: 1.75% of the value of defaulted securities

Such penalties must not be less than 300 baht per securities at a time

5. Penalties for Defaults on Thai Trust Fund

1% of the value of defaulted Thai Trust Fund