The Stock Exchange of Thailand - TSD

Fees for Printing Documents for Shareholders

Service Charges for registration work for securities holders

Securities Depository Fees

Deposit, Withdrawal, and Transfer Fee

Menu		Fee
1.	Securities Depository Fee	10 Baht per transaction
2.	Securities Withdrawal Fee 2.1 Withdrawal Securities Fee besides 2.2 2.2 Withdrawal Fee for bonds, treasury bills, or other government debt instruments is a guarantee that the using amount balances with the cheque account deduction stipulated by the Bank of Thailand	65 Baht per transaction 30 Baht (unless due to redemption and no issuance of certificate, no withdrawal charge)
3.	Transfer fee for all government bond transfers that are not a personal asset transfer, inheritance transfer, or any transfers according to court order or the transfer of securities between securities accounts of the same owner.	35 Baht
4.	Warrants Transfer Fee 4.1 Securities transfer fee resulting from the exercise of warrant rights through SET 4.2 In case of warrant transfer from the local account to the foreign account	10 Baht 30 Baht
5.	Securities transfer fee from the local account to the foreign account or from Thai shareholders to foreign shareholders	20 Baht
6.	Other securities transfer that are not categorized in (3) (4) or (5)	10 Baht

Maintaining of Securities Depository Account Fee

Menu		Fee	Price for the calculation of the value of the outstanding securities
1.	Shares, Unit Trusts, Warrants, Derivative Warrants, and other Similar securities	1.50 Baht monthly	Closing price as of the end of a previous business day or the price that reflects the current market value of securities
2.	Debentures /Convertible debentures, Short-term debentures,debentures under a securization scheme,Warrants on debentures , and other similar securities	1.00 Baht monthly	Par Value
3.	Bond, Treasury bills or other types of government debt instruments in depository account. (a) For 100% tax-exempted foundations and financial institutions whose government bonds are legal liquidity reserve (b) Besides (a), which charged in	0.25Baht monthly 1.00 Baht monthly	Par Value Par Value
4.	Securities maintaining fee of securities depository account to ensure trading for exercising derivative warrant rights	300 Baht per day throughout the life of the derivative warrants.
5.	Debt instruments in foreign currency with the following characteristics : (1) Having a Registrar who is a person possessing the securities registrar license under the law on securities and exchange ; and (2) having a securities registration system that is in accordance with the rules of TSD concerning depository services of securities for which TSD is not a Registrar	2.50 Baht monthly	Par Value
6.	Securities other than (1) - (5).	1.50 Baht monthly	Closing price as of the end of a previous business day or the price that reflects the current market value of securities

According to (1) (2) (3) (5) and (6) depository fees are daily calculated by the outstanding value of securities in account at each end of the day and monthly charge according to the above rate of every million baht, the excess of million baht considers equally to million baht

Fee for Non-connected TSD depository system participants

Menu	Monthly Rate	Remarks
Deposit, Withdrawal, and Transfer Not more than 5 transactions per month And that the number of the authorized persons In all accounts per compilation is no more than 10 persons	5,000 Baht	Charges on extra transactions - 500 Baht per transaction - 100 Baht per 1 authorized person

Fee for editing depositor’s information

If the depositor requests to amend other information submitted by the depositor to the TSD, the TSD shall charged the depositor a service of Baht 5,000 Baht each time.

Registrar Fees for Compilation of Shareholder List on the Book-closing Date
(Collected by the registrar)

Menu

Fee

Fee for depository portal

1.1	Initial fee for connecting TSD's securities depository system (One time charged)

50,000 Baht

1.2	Monthly Fee

3,500 Baht

Fee per securities

2.1	Deposit/Withdrawal Fee

3,500 Baht /Securities

2.2	Registrar fee for compilation of shareholder list on the book-closing date

5 baht per transaction, with a minimum fee of 500 baht per security

2.3	Amendment securities informationr fee

1,000 baht

Penalties in Relations to TSD’s Services (Collect from depository participants)

Menu		Fee
1.	Fine for not submitting the names of shareholders by the time stipulated by TSD	5,000 baht per day per security
2.	Fine for amending the names of shareholders	100 baht per transaction
3.	Fine for not depositing or transferring securities to the custody account at the shortage amount and by the time stipulated by TSD.
	- Less than one business day	- .50% of the defaulted securities value
	- From 1 to 2 business days	- 0.75% of the defaulted securities value
	- From 2 to 3 business days	- 1% of the defaulted securities value
	- From 3 to 5 business days	- 1.75% of the defaulted securities value
	- From 5 to 7 business days	- 2.50% of the defaulted securities value
	- From 7 to 14 business days	- 3.75% of the defaulted securities value

Registrar Service Fees for securities holders

The securities holders can only request and/or make a copy for the securities that actually hold, and must submit the required documents together with payment of fees to TSD within the designated period of time.

Registrar Service Fees to securities holders as follows:

No.	Menu	Fee (Baht)
1.	Registrar Service Fees
	1.1 Copy of transfer securities and securities certificate	9 Baht/ sheet
	1.2 Copy of securities holders registration	9 Baht / sheet
	1.3 Copy of others detail in securities holders registration	9 Baht / sheet
	1.4 Copy of securities holders name list as of The Securities Registration Book	1 Baht / name
2.	Registrar Fee and other charges from company registered under foreign law	500 Baht/transaction